Film Review
Few of the handful of films completed by Orson Welles have divided opinion
as much as
The Trial, a flamboyant but broadly faithful adaptation
of Franz Kafka's best-known work, the short novel the Czech writer worked
on in 1914-15 at the age of 31 but failed to complete. This was the
first time that one of Kafka's stories had been adapted for the cinema and
Welles does a surprisingly good job of capturing the essential themes of
the original novel and making these relevant to a 1960s audience. On
its original release in France in 1963, under the title
Le Procès,
critical opinion was fairly unequivocal amongst the French reviewers that
this was another Wellesian masterpiece, a worthy successor to the director's
earlier cinematic achievements from
Citizen
Kane (1941) to
Touch of Evil
(1958).
The critics in Welles' native America and the UK were not nearly as impressed
and for many years
The Trial was considered a lesser work, easily
faulted for its perceived misappropriation of Kafka's ideas. It was
even considered a failure by its lead actor Anthony Perkins, who disagreed
profoundly with the director's conception of the main character, seeing scant
resemblance to the character in Kafka's novel. Almost four decades
on from Orson Welles' death, the film has grown considerably in stature and
now rates as one of the director's most inspired, most coherent masterworks.
Not only is it an extraordinary piece of filmmaking, replete with the stylistic
tropes and mise-en-scène flourishes that define Welles' cinematic
oeuvre, it is also a highly imaginative and deeply personal interpretation
of a crucial piece of 20th century literature. Welles'
The Trial
may not be one for the Kafka purists but it is a remarkable piece of existentialist
cinema, highly revelatory of the complex individual who wrote and directed
it.
Genesis of a nightmare
Orson Welles made
The Trial two years after the semi-failure of
Touch
of Evil, a gritty crime drama which he had hoped would be his passport
back to Hollywood after the multiple let-downs of the 1940s. Embittered
by the way in which Universal Pictures had wrested control of the film from
him and turned it into a fairly routine B-movie, Welles redirected his attention
to his pet project, a screen version of
Don Quixote that he would
labour on for two decades between professional engagements without ever finishing.
In 1960, whilst holidaying in Austria with his family, he was visited by
Michael Salkind (a producer on Greta Garbo's debut film
Die freudlose Gasse) and
his son Alexander (the future producer of the hit
Superman movies), with an invitation
to adapt Gogol's famous short story
Taras Bulba. Welles readily
agreed, on the understanding that he would have complete artistic control
over the making of the film, including the editing.
Work had barely started on the screenplay before it was discovered that another
screen adaptation of the story was in production (with Yul Bryner in the
lead role), so the Salkinds put a second proposition to Welles - to adapt
one in a list of 82 possible titles. The title that appealed most to
the director was Franz Kafka's
The Trial, a book he had recently read
and admired, so this is the one he selected. The film was to be a fairy
lavish co-production with French, Italian and West German backers, having
a predominantly French crew and a cast comprising mostly French, Italian
and German actors. The French side of the supporting cast was particularly
impressive, including such distinguished actors as Maurice Teynac, Fernand
Ledoux, Madeleine Robinson, Suzanne Flon and Michael Lonsdale. Jeanne
Moreau and Romy Schneider were cast in the leading female roles, at the time
when they had acquired international fame - Moreau through her work with
Louis Malle and François Truffaut, Schneider through her intimate
relationship with the French screen icon Alain Delon.
At the time, Kafka's corpus of work was only just beginning to gain an international
readership and it would not be for another two decades before the obscure
Czech author would come to be seen as a visionary and literary giant.
In his lifetime, Franz Kafka published only a handful of short stories and
failed to complete any of the three full-length novels he attempted in his
short but brilliant writing career. His second novel,
The Trial,
was first published under the title
Der Prozess in 1925, a year after
its author's death from tuberculosis, in defiance of his instructions to
his friend and executor Max Brad to destroy all of his unpublished work.
With its compelling account of a seemingly innocent man ensnared in an impenetrable
legal procedure from which escape is impossible, Kafka's
The Trial
(inspired by Dostoyevsky's
Crime and Punishment) is considered the
most prophetic work of the 20th century. In the eyes of many who read
it, the book anticipates the horrors of the Nazi holocaust (in which Kafka's
three younger sisters and beloved friend Milena Jesenská died) and
the appalling mass subjugation of Stalin's USSR. Real-world counterparts
of the kind of oppressive rule-bound regime envisaged by Kafka have become
appallingly commonplace in the century following his death, and even in countries
that pride themselves on respect for the individual traces of Kafkaesque
suppression and persecution are not too hard to come by.
In
The Trial, Franz Kafka wasn't only writing about his own experience
of belonging to an oppressed minority as a German-speaking Jew in a predominantly
Czech enclave of the Austro-Hungarian empire, he also drew on his own deeply
neurotic guilt complex, the result of a pathologically troubled relationship
with his overbearing authoritarian father. The extent to which Kafka's
incredibly sensitive psychology was warped by harmful paternal influence
is apparent in the
letter he wrote
to his father in 1919, a gushing torrent of alienation, resentment, self-reproach
and guilt that is almost too painful to read. The central character
of
The Trial, Josef K., is arguably the most authentic and revealing
of the distinct self-portraits Kafka offered in his three novels - a dutiful
bank employee who, through no fault of his own, becomes caught up in a convoluted
legal process that sends him into a dizzying maze of deception and obfuscation
from which death is the only escape.
Orson Welles as Josef K.
In view of the endless struggles against the establishment that blighted
his career right from his start in Hollywood, it all too easy to see Orson
Welles as a kind of Josef K. figure - a marked man prevented from fulfilling
his life's ambitions through the malign workings of some unfathomable cosmic
conspiracy. At the time of starting work on
The Trial, Welles
had every reason to see himself as a victim of the System, since he never
knew the precise reason why
Touch of Evil, a film he had lavished
so much care on, had been taken away from him by the studio and subjected
to a drastic re-edit that vastly diminished it. It was an almost exact
replay of what had happened on his earlier tour de force,
The Magnificent Ambersons,
where the executives at RKO had insisted on massive cuts without Welles'
approval after a preview had shown it to be too depressing in its original
form. Welles stated that
The Trial was his most autobiographical
film, and in its protagonist's spirited but doomed attempts to disentangle
himself from a tangled web of lies and bureaucratic nonsense it is not hard
to perceive the director's heaving exasperation with an over-regulated, over-cautious
industry that appeared to delight in thwarting his attempts at free artistic
expression.
The Trial can also be seen as Welles' personal tongue-in-cheek response
to McCarthysm, the wave of anti-Communist paranoia that swept American society
in the late 1940s, early 1950s, resulting in a climate of fear and mistrust
in which numerous Hollywood reputations were violently trashed. Living
in Europe for most of this period (mainly because of his disenchantment with
America in general), Welles managed to dodge the persecution experienced
by many of his contemporaries, but being a staunch Democrat and political
radical with strong socialist leanings he could easily have fallen foul of
Senator McCarthy's jackals had he stayed in the US. (Welles always
claimed that his willingness to testify before the House Committee on Un-American
Activities gave him an immunity from prosecution - an assertion that was
never put to the test.)
By casting Anthony Perkins in the lead role (a casting choice which has since
proven to be highly contentious), Welles may also have intended
The Trial
as an attack on another, more insidious kind of persecution: homophobia.
Even in the early 1960s, anti-gay sentiment was rife in America, particularly
in Hollywood where public image counted for everything, and Perkins was himself
victimised by his own bosses at Paramount Studios for pursuing overt homosexual
relationships. The actor's obvious unease with female intimacy is cannily
exploited by Welles in the scenes where K. is repeatedly fondled by the seductive
sirens who are irresistibly drawn to him on account of his being under arrest.
Another reason for casting Perkins in the role may have been his sympathetic
portrayal of the killer Norman Bates in Alfred Hitchcock's
Psycho (1960), the part that made him
an international star.
In Hitchcock's justly celebrated thriller, Perkins comes across as the personification
of guilt, constantly twitchy and suspicious-looking, but in a likeably Forest Gumpish
manner. By requesting his lead actor to turn in a similar kind of performance
as Josef K., but with a pushier, less amiable persona, Welles takes a significant
departure from Kafka's novel, never leaving any doubt that K. is, in his
words, 'as guilty as Hell'. There is scarcely a scene in
The Trial
in which Perkins does not resemble a man failing desperately to conceal a
secret of the most incriminating kind. You can't even imagine him tying
up his shoelaces without looking like someone who has just broken at least
three of the Ten Commandments. In the original story, K.'s guilt is
not so explicitly spelled out, and the notion that he is the victim of a
more powerful entity is even less certain. Indeed, on multiple readings
of the novel it becomes apparent that the central character is as much to
blame for his predicament as the system in which he becomes ensnared.
One of the most fascinating and disturbing aspects of Kafka's
The Trial
is the extent to which Josef K. appears to be complicit in his oppression
and destruction. Much of this multi-faceted complexity and ambiguity
is lacking from Welles' film, which portrays K. as a much more combative
and emotionally driven figure, guilt-ridden to his core but fiercely adamant
in his refusal to be judged. We see K. pretty much as Welles saw himself,
as the unfairly condemned free spirit.
Whoops Apocalypse
There are several other notable differences between Kafka's novel and Welles'
interpretation, although the film's author retains most of the plot and succeeds
in recreating the oppressive dreamlike texture of the original work.
The film opens with Welles narrating, in his familiar mesmerising tones,
Kafka's
Before the Law fable, which is recounted in the cathedral
scene towards the end of the novel. Illustrated by some striking pin-screen
images meticulously crafted by the Russian artist Alexandre Alexeieff, this
hauntingly enigmatic prologue prepares us for the nightmarish vision that
follows, leaving no doubt that there can be no happy ending for a man who
is unfortunate enough to be caught up in the processes of the law.
When the sequence is partly replayed in the cathedral scene later in the
film the same stark images are projected onto a wall as mere flecks of light
and dark, as insubstantial and bogusly portentous as the illusion of justice
that has torn K.'s life apart.
The most noticeable and most controversial departure from the novel concerns
the denouement in which K. is led to a remote quarry and executed for his
still unspecified crime. In Kafka's book, the protagonist meekly accepts
the verdict of guilt and allows himself to be pierced through the heart 'like
a dog', with the knowledge that his shame will endure after his death.
(Kafka wrote this final unpolished instalment immediately after the first
chapter. Being an obsessive perfectionist, it seems unlikely he would
have retained it in the final draft - particularly as he discarded a similarly
facile ending for his next novel
The Castle.) Mindful of the
Holocaust, Welles found this masochistic conclusion distasteful and far too
pessimistic, so in his version he has K. refusing to submit and defying the
verdict with bellowed taunts and raucous laughter right up until the end.
He is silenced not by cold steel but in a far more operatic way (of the
Looney
Tunes variety) - blown to smithereens by an explosive thrown at
him from a distance. In this way, Welles makes K. out to be more of
a hero than a victim - he literally gets the last laugh and renders absurd
not only his cowardly executioners but the entire judicial process that has
led to his pointless annihilation. Symbolically, it's Welles' two-fingered
salute to the world that failed to forgive him his genius.
This ending has always been problematic, even for those with a high regard
for the film. The difficulty is that the final shot of the mushroom
cloud caused by the blast immediately imposes on the film a glib apocalyptic
subtext which it neither warrants nor needs. Welles hated this shot,
did his best to get round it, but ultimately he accepted it as the best of
all the bad options available to him. Anthony Perkins' over-neurotic,
over-mannered portrayal of K. and the unsatisfactory ending are frequently
cited as the principal flaws of
The Trial, flaws that Welles freely
acknowledged whilst maintaining it is still one of his finest achievements.
When the film first came out, the director was adamant that he had never
made a better film - although he said precisely the same (with perhaps greater
justification) for his next great work, the sublime
Chimes at Midnight
(1966).
Location, Location, Location
Where
The Trial is unequivocally successful is in its panoply of jaw-dropping
visuals. Not only are the film's stunning images evocative of the indefinably
odd dreamlike nature of Kafka's novel, they are also monstrously effective
in conveying the abject smallness and lack of autonomy of those living in
K.'s nightmare reality. The insignificance of K.'s plight is cruelly
emphasised by situating him in fantastically cavernous sets, often seen from
a distance in long-shot totally dwarfed by his soulless surroundings.
K.'s office (in reality the interior of a large exposition hall located near
Zagreb) is the size of a modern hypermarket, with a thousand secretaries
seated neatly in unending parallel rows at separate desks, bashing away at
their typewriters like robots, each the tiniest cog in an enormous corporate
engine. In this location alone
The Trial gives us one of cinema's
starkest and most depressing representations of modern life, the office as
a place in which the human spirit is totally subjugated for the needs of
machine efficiency. A later scene with a powerful computer (a device
that Welles both loathed and feared) makes the same point, in a way that
now seems eerily prescient.
The office scenes and exteriors (all imbued with a bleak otherworldly strangeness)
were the only parts of the film that Welles was able to complete in Yugoslavia,
the intended location for the entire shoot. The rest of the film was
to have been shot on meticulously constructed sets (designed by Welles himself)
at a film studio, but just as filming was due to commence
Welles was notified that the studio hadn't received payment for the planned
shoot. With no money available to proceed with filming within a studio,
Welles suddenly had the bright idea of shooting the remainder of the film
at the then disused railway station, the Gare d'Orsay (later to be renovated
as the Musée d'Orsay, home to the world's finest collection of impressionist
art). With minimal dressing, the former station was miraculously transformed
into a series of bizarrely shaped sets - the court offices, the Advocate's
chambers, the cathedral interior - that each possessed the quality of a nightmare,
tumbling into one another as part of the geometrically impossible labyrinth
in which K. appears to have become trapped forever. Most memorable
is the stand-out courtroom scene, in which K. makes his first protest against
his unwarranted arrest, scarcely heard above the deafening chatter and jeers
of an assembled throng that takes up just about every inch of the colossal
set.
Such stuff as dreams are made on
By this stage in his career, despite his reputation as a die-hard technophobe,
Orson Welles had attained a mastery of the use of the camera that was virtually
unrivalled in his profession. One of the most essential parts of his
art was his use of deep focus photography, which brought an extraordinarily
stark and vivid quality to his style of cinema. Lens technology had
progressed so far since the early 1940s that the director no longer had to
fall back on clever trickery (such as the use of split-screens, as he did
on
Citizen Kane) to give a greater depth of field. For
The
Trial, the sets have such a clear impression of depth that they seem
to stretch off to infinity, adding to the sense that K. is forever trapped
in an endless maze from which escape is always a forlorn hope. The
vastness of the space that surrounds K. and his sense of imprisonment are
further stressed by Welles' penchant for intricately staged long takes and
the use of camera motion within such takes to obviate the need for cutting.
The story opens with a subtly executed long take set in K.'s apartment, the
effect being to immediately make the protagonist appear a prisoner, a man
with nowhere to run. In the film's longer takes, the camera is rarely
at rest. It glides around the set like a malignant spirit, encircling
the protagonist in a way that makes him resemble a puppet being yanked by
invisible strings. The entire film gradually acquires the character
of a diabolically constructed Escher staircase, with K. seemingly expending
a great deal of energy to get precisely nowhere. He goes round and
round in circles in a futile attempt to get to the truth of his predicament,
never knowing why he has been arrested or how he is to go about clearing
his name. The most frantically surreal phase of K.'s weird descent
into Hell sees him running blindly down a long stretch of corridor, with
long streaks of light piercing the walls creating a dazzling kaleidoscope
effect. In this,
The Trial's trippiest sequence, Welles hurls
us into the most abject of nightmare experiences - a manic flight from an
unknown terror in which we surrender totally to our most primal instincts.
At the start of the film, the narrator (Welles) comments that what follows
has the logic of a dream or nightmare. Throughout, the creepily oneiric
character of the film is underpinned by Welles' characteristic use of high-contrast
expressionistic lighting, large mirrors and skewed camera angles. In
this respect, there are some striking similarities with Alain Resnais's
L'Année dernière
à Marienbad (1961), which was released around the time Welles
was making
The Trial. In their visual impact and tacit
rejection of the conventional narrative form, these two films are steeped
in the crisp 'nouveau cinema' look of the early 1960s that would come to
define the French New Wave. Watching the two films back-to-back, you
can hardly fail to be struck by how similar they are, particularly the eerie
sense of timelessness that is achieved through the liberal use of camera
movement within seemingly unbounded interior spaces.
'Baroque' is the term that most readily describes the glacial, ethereal style
of Resnais's meditative masterpiece on the interdependency of time and memory
- and it applies just as well to Welles'
The Trial, most noticeably
in the imposing expressionistic sets but also in the principal theme for
the score. Whereas
Marienbad employs an entirely original composition
(by Francis Seyrig) that feels like a sinister pastiche of 18th century organ
music, Welles appropriated a much more sentimental neo-baroque piece commonly
known as
Albinoni's Adagio in G minor, although it was in fact the
creation of a 20th century musicologist named Remo Giazotto. At the
time, Giazotto's confected
Adagio was virtually unknown but it became
a worldwide hit after
The Trial, the first time it had been used on
a motion picture. Peter Weir later applied it to great effect on his
impactful wartime drama
Gallipoli
(1981) and it was used recurrently in a popular BBC television sitcom,
Butterflies,
in the late 1970s. Giazotto's intensely melancholic theme has been
used so often since that it has become almost a stock cliché for maudlin
sentimentality of the worst kind. As a consequence of this, its endless
repetition in
The Trial serves to heighten the twisted irony and dark
humour of the film, in ways that Welles could never have anticipated.
It is also worth mentioning en passant Jean Ledrut's sprightly jazz score
which seems to be constantly at odds with the baroque feel of the film, adding
to the curious sense of disconnectedness that runs all the way through it
- the odd feeling of heightened unreality you get when experiencing a lucid dream.
Sex and comedy
It is the dark comedic underbelly of
The Trial that makes it such
a powerfully resonant and rewarding work. From the outset, Welles conceived
the film as a black comedy, although it takes several viewings (at least
three) before the abundance of dark humour within it becomes apparent.
Some of the jokes are easy to pick up on - such as K.'s observation that
the Examining Magistrate has dirty books on his table - books not only covered
in dirt on the outside, but containing some pretty racy artwork within.
During his initial arrest, K. can't help making Freudian slips, at one point
referring to his record player as a pornograph. The funniest sequence
is the one in which K. tries to engage a crippled old woman in conversation
as she pointlessly drags a ridiculously large trunk across a deserted urban
landscape at night, the Pinter-esque dialogue punctuated by the hydraulic
wheezing of an artificial leg. Cheekily mocking K.'s own ordeal - a
variation on Albert Camus's existential parable
The Myth of Sisyphus
- the scene could easily fit into Samuel Beckett's play
En attendant Godot
(
Waiting for Godot) (1948) - either that or a
Monty Python
sketch.
Welles embraces not only the abundant dark humour of Kafka's novel but also
its seedy and occasionally highly perverse eroticism, and in doing so he
delivers some of the most unsettling images in his entire oeuvre. Most
shocking is the infamous sequence in which K. slips into a tiny storeroom
and witnesses two of his male colleagues being forced to strip and subject
themselves to a fierce whipping by one of the minions of the court.
It is a scene that is both outrageously funny and unbearably horrific, and
the ridiculous smallness of the set carries both of these reactions to the
limits of absurdity. Mercifully brief though it is, this weird digression
into extreme S&M comic nastiness is so steeped in full-on homoeroticism
and kinky perversion that you wonder how it ever got past the censor, yet
it is one of the crucial scenes in the film. As in the original novel,
we are uncertain whether what we are seeing is real - part of the insanely
oppressive world in which the story takes place - or merely a figment of
K.'s crazed imagination, an hallucination indicative of the inner turmoil
that is driving him to distraction.
This scene is one of many in which K.'s troubled sexuality manifests itself
through intimate encounters with members of both sexes. Not long after
his arrest at the start of the film, K. has an awkward tête-à-tête
with the most desirable female who crosses his path, his neighbour Miss Bürstner.
Played by Jeanne Moreau with the seductive qualities that made her one of
the most sought-after actresses of her generation, this super-sultry nightclub
dancer is clearly K.'s conception of the perfect woman, and yet whilst she
is obviously attracted to him he appears totally incapable of moving their
relationship beyond the merely hypothetical. The next sensual lovely
who tries to seduce him is Leni, the live-in, web-fingered nurse of the advocate
he is obliged to consult by his well-meaning uncle. How anyone can
fail to succumb immediately to the nymph-like seductive charms of Romy Schneider,
sexily adorned in a tight-fitting white nurse's uniform, is a mystery, but
K. somehow manages it, and emerges from this relentless female assault with
his virginity and galloping neuroses still totally intact.
Elsa Martinelli provides the hyper-repressed bachelor with his third and
most promising opportunity for carnal indulgence - Hilda's status as a sex
slave for the law officers surely has some use to K. in his attempt to gain
influence over the court? K. has no difficulty attracting the most
alluring of females to him but repeatedly nothing comes of these close encounters.
Oddly, his most profitable one-on-one situation is with the pitiful fellow
client Bloch (a stand-out turn from Welles' faithful regular Akim Tamiroff).
This is the one moment in the film in which K. genuinely appears to connect
with another human being, and the homoerotic undercurrents are unmistakeable
- as they are throughout the entire sequence with Titorelli, played by William
Chappell with all the sinister undertones of a classic Pinter role.
K.'s horror of physical contact with the opposite sex is most powerfully
felt in the dizzying sequence where, under a barrage of Freudian symbolism,
he is pursued up a narrow winding staircase by a hoard of screaming teenage
girls. Even when he reaches the sanctuary of Titorelli's attic bedroom-cum-studio
K. is not safe - countless eyes continue leering at him through the infinitude
of gaps between the wooden slats that make up the walls of the makeshift
abode. There is more than a faint echo of the grisly climax to Joseph
L. Mankiewicz's
Suddenly, Last
Summer (1959), in which a similar looking gay man is pursued and
then ripped to pieces in a cannibalistic orgy by the same young boys he had
bought for sex. The difference is that K. is innocent in deed but guilty
in thought - his guilt presumably arising from his inability to deal with
the most primitive of human urges, the procreative impulse. Plausibly,
it is K.'s unwillingness to embrace his sexuality that is the source of all
his woes, keeping him trapped in the wildly bizarre maze his subconscious
has constructed for him. Time and again, opportunities for release
are presented to him in the form of nubile objects of desire, but repeatedly
his disgust for his own lust blocks his way and he just keeps running around
in circles. Like the man in the introductory parable, he is shown the
door he seeks but he cannot allow himself to pass through it.
Beware the Machine
The grotesque absurdity of a legal system that serves not the interests of
the individual but some monstrously bloated administrative engine is brought
home by K.'s futile encounters with the supposedly bed-ridden advocate Hastler
played by Welles himself. Ponderous and obfuscatory to a fault, with
more than a hint of Mephistophelean menace, the Advocate is the physical
embodiment of a system of law that exists only for its own benefit, its sole
raison d'être being the prolongation of trivial lawsuits in which the
question of guilt or innocence is a complete irrelevance. All that
matters is the continual turning of the judicial wheels, keeping the accused
man in a perpetual state of oppression - to prevent him from taking action
against the system that oppresses him. This is in essence the central
terrifying idea of Kafka's novel, and never has a literary idea been so powerfully
resonant for the century that followed its original conception.
Orson Welles' version of
The Trial is not without flaws but it deserves
to be recognised for what it is - an inspired and courageous attempt at a
serious cinematic re-imagining of Kafka's frustratingly nebulous tale of
guilt and persecution. When he was criticised for taking liberties
with the original novel, Welles insisted he was merely exercising a director's
right to interpret the book as he wanted, and he was surely right to do so.
In making his film of
The Trial, Welles delivered a thoughtful and
personal statement of how he saw the modern world was heading, whilst remaining
true to the spirit of Kafka's concept. There's no doubt that it is
a work of amazing artistry, stuffed with powerful images that have such an
immense impact that they cannot help remaining lodged in your head forever.
The film is also a work of profound humanity, perhaps as rich in metaphysical,
socio-political and psychological meaning as Franz Kafka's landmark novel.
Through Welles'
The Trial it is all too easy to see in Josef K.'s
horrible predicament the kind of world that humanity is building for itself
in its obsessive striving for ever-greater security and efficiency - a world
devoid of human feeling in which, robbed of our basic freedoms and urges,
we all ultimately become helpless slaves to The System.
The Trial
gives us a terrifying glimpse of the sterile future towards which we are
being ineluctably drawn - not so much a living Hell as an eternal purgatory of
unopposed conformity.
© James Travers 2023
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Next Orson Welles film:
Citizen Kane (1941)